Investor Bulletin: Broker’s Miscellaneous Fees
Securities and Exchange Commission sent this bulletin at 12/17/2014 01:48 PM ESTYou are subscribed to receive Investor Alerts from the Securities and Exchange Commission.
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12/15/2014 06:13 AM EST
The SEC’s Office of Investor Education and Advocacy is issuing this bulletin to make investors aware of the miscellaneous fees charged by some brokers.
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