DHS Develops New Forms, Updates Assessment and LTC Screening Document Forms and MMIS Manuals

Minnesota Department of Human Services logo

Aging & Adult Services Division

Community Support for Seniors E-List

E-List Archive

July 12, 2018

DHS Develops New Forms, Updates Assessment and LTC Screening Document Forms and MMIS Manuals

DHS updated the following forms:

DHS-3426 OBRA Level 1 Criteria – Screening for Developmental Disabilities or Mental Illness

Changes made:

  • Form version 6-18
  • Current DHS logo added
  • Demographic fields from the first page are automatically added to the second page
  • Instructions are clearer that person must meet any of the listed criteria for DD or related condition
  • Instructions are clearer that person must meet all the listed criteria for Mental Illness 

DHS-3427 LTC Screening document – AC, BI, CAC, CADI, ECS, EW, MHM, MSC+, and MSHO

Changes made:

  • Version date 7-18
  • Includes activity type 10 and assessment result 12
  • Removes HRA assessment results 35, 39, and 50 (now placed on new document 3427H)
  • Removes SNBC program type 28
  • Adds new field 100a for the PCA Complex field
  • Adds new fields Service (108), Provider NPI (109) and Person (110) for managed care members to identify if they are using Elderly Waiver (EW) adult day, customized living or foster care at their next reassessment after July 31, 2018. If so, the new fields on the ALT5 screen (112 – 134) are required based on the answer in the Services field.

DHS-3427H Health Risk Assessment Screening Document – MSC+, MSHO and SNBC

This new form replaces DHS-3427 for Health Risk Assessments (HRAs) for mailed survey, telephone, and visits and also used when the member is not found or declines the HRA conducted on or after August 1, 2018. The fields can be imported from the new DHS-3428H. Please note that some MMIS fields are no longer mandatory or fields have new valid values. New fields on this form as well as in the MMIS are: dental concerns, have a dentist, family planning, sex activity, and return to community.

DHS-3427T LTC Screening Document – Telephone Screening

Changes made:

  • Form version date 7-18
  • DHS logo added
  • Removed Social Security number field
  • Removed field numbers
  • Added calendars and drop down menus for field values

DHS-3428B AC, BI, CADI, EW Case Mix Classification Worksheet

Changes made:

  • Form version date 1-18
  • Step 6 includes additional clarification

DHS-3428H Minnesota Health Risk Assessment Form

This new form was developed to record Health Risk Assessments (HRAs) and replaces the use of DHS-3428 or DHS-3428A when completing the mailed survey, telephone, and visits. It is also used when the member is not found or declines the HRA. The fields can be merged to the new DHS-3427H. Please note the new fields and their values are to be added to the MMIS for activity type dates of August 1, 2018 and later.

DHS-3428Q Person’s Evaluation of Foster Care, Customized Living, or Adult Day Service

This new form is used by case managers/care coordinators to complete an evaluation of certain services with EW participants in managed care. The form includes fields for the data entry of service, provider ID, and person information on the MMIS ALT4 screen and the response to the evaluation questions on the ALT5 screen of the LTC screening document. See also the LTC screening document DHS-3427 version date 7-18.

  • These fields must be completed for persons enrolled in managed care and receiving Elderly Waiver services. 
  • It identifies if the person is receiving adult day, customized living, or foster care. It records their satisfaction with the provider.
  • Lead agencies may use this form and MMIS data entry for EW participants in fee-for-service, but it is not required.
  • The questions are completed at the next reassessment visit on or after August 1, 2018. See Bulletin 18-25-04 for complete information about the EW evaluation.
  • There are two versions of this form. One version of the form may be completed online and the other form version may be printed and completed by hand.
  • See both versions of the form by using the form number on eDocs.

This information was covered in Bulletin 18-25-04 and in the June 21, 2018 videoconference "EW Participants in Managed Care Evaluate Certain Services at Reassessments"  

Videoconference archive: http://stream5.video.state.mn.us:8080/MNIT/ewpmcecsr062118.html

DHS-4669 Instructions for Completing and Entering the LTCC Screening Document and Health Risk Assessment into MMIS for the MSC+ and MSHO Programs

This version replaces the October 2017 manual.

DHS-5020A Instructions for Completing and Entering the Health Risk Assessment into MMIS for the Special Needs BasicCare (SNBC)

This version replaces the October 2017 manual.

DHS-6037A HCBS Waiver, AC, and ECS Case Management Transfer and Communication Form: Scenarios for People on AC, EW, or ECS

Changes made:

  • Form version date is 4-18
  • New form title
  • MN DHS logo added
  • Essential Community Supports program added
  • Links to manuals DHS-4625 and DHS-4669
  • Removed bulletin 13-25-01
  • Corrected scenarios 2 and 5 for the service agreement
  • Corrected scenario 10, item 2

All forms can be found using eDocs: https://mn.gov/dhs/general-public/publications-forms-resources/edocs/